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// Licensed to the Apache Software Foundation (ASF) under one
// or more contributor license agreements. See the NOTICE file
// distributed with this work for additional information
// regarding copyright ownership. The ASF licenses this file
// to you under the Apache License, Version 2.0 (the
// "License"); you may not use this file except in compliance
// with the License. You may obtain a copy of the License at
//
// http://www.apache.org/licenses/LICENSE-2.0
//
// Unless required by applicable law or agreed to in writing,
// software distributed under the License is distributed on an
// "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
// KIND, either express or implied. See the License for the
// specific language governing permissions and limitations
// under the License.
use std::any::Any;
use std::fmt::Debug;
use std::ops::Range;
use std::sync::Arc;
use crate::{LexOrderingRef, PhysicalExpr, PhysicalSortExpr};
use arrow::array::{new_empty_array, Array, ArrayRef};
use arrow::compute::kernels::sort::SortColumn;
use arrow::compute::SortOptions;
use arrow::datatypes::Field;
use arrow::record_batch::RecordBatch;
use datafusion_common::utils::compare_rows;
use datafusion_common::{internal_err, DataFusionError, Result, ScalarValue};
use datafusion_expr::window_state::{
PartitionBatchState, WindowAggState, WindowFrameContext, WindowFrameStateGroups,
};
use datafusion_expr::{Accumulator, PartitionEvaluator, WindowFrame, WindowFrameBound};
use indexmap::IndexMap;
/// Common trait for [window function] implementations
///
/// # Aggregate Window Expressions
///
/// These expressions take the form
///
/// ```text
/// OVER({ROWS | RANGE| GROUPS} BETWEEN UNBOUNDED PRECEDING AND ...)
/// ```
///
/// For example, cumulative window frames uses `PlainAggregateWindowExpr`.
///
/// # Non Aggregate Window Expressions
///
/// The expressions have the form
///
/// ```text
/// OVER({ROWS | RANGE| GROUPS} BETWEEN M {PRECEDING| FOLLOWING} AND ...)
/// ```
///
/// For example, sliding window frames use [`SlidingAggregateWindowExpr`].
///
/// [window function]: https://en.wikipedia.org/wiki/Window_function_(SQL)
/// [`PlainAggregateWindowExpr`]: crate::window::PlainAggregateWindowExpr
/// [`SlidingAggregateWindowExpr`]: crate::window::SlidingAggregateWindowExpr
pub trait WindowExpr: Send + Sync + Debug {
/// Returns the window expression as [`Any`] so that it can be
/// downcast to a specific implementation.
fn as_any(&self) -> &dyn Any;
/// The field of the final result of this window function.
fn field(&self) -> Result<Field>;
/// Human readable name such as `"MIN(c2)"` or `"RANK()"`. The default
/// implementation returns placeholder text.
fn name(&self) -> &str {
"WindowExpr: default name"
}
/// Expressions that are passed to the WindowAccumulator.
/// Functions which take a single input argument, such as `sum`, return a single [`datafusion_expr::expr::Expr`],
/// others (e.g. `cov`) return many.
fn expressions(&self) -> Vec<Arc<dyn PhysicalExpr>>;
/// Evaluate the window function arguments against the batch and return
/// array ref, normally the resulting `Vec` is a single element one.
fn evaluate_args(&self, batch: &RecordBatch) -> Result<Vec<ArrayRef>> {
self.expressions()
.iter()
.map(|e| {
e.evaluate(batch)
.and_then(|v| v.into_array(batch.num_rows()))
})
.collect()
}
/// Evaluate the window function values against the batch
fn evaluate(&self, batch: &RecordBatch) -> Result<ArrayRef>;
/// Evaluate the window function against the batch. This function facilitates
/// stateful, bounded-memory implementations.
fn evaluate_stateful(
&self,
_partition_batches: &PartitionBatches,
_window_agg_state: &mut PartitionWindowAggStates,
) -> Result<()> {
internal_err!("evaluate_stateful is not implemented for {}", self.name())
}
/// Expressions that's from the window function's partition by clause, empty if absent
fn partition_by(&self) -> &[Arc<dyn PhysicalExpr>];
/// Expressions that's from the window function's order by clause, empty if absent
fn order_by(&self) -> &[PhysicalSortExpr];
/// Get order by columns, empty if absent
fn order_by_columns(&self, batch: &RecordBatch) -> Result<Vec<SortColumn>> {
self.order_by()
.iter()
.map(|e| e.evaluate_to_sort_column(batch))
.collect::<Result<Vec<SortColumn>>>()
}
/// Get the window frame of this [WindowExpr].
fn get_window_frame(&self) -> &Arc<WindowFrame>;
/// Return a flag indicating whether this [WindowExpr] can run with
/// bounded memory.
fn uses_bounded_memory(&self) -> bool;
/// Get the reverse expression of this [WindowExpr].
fn get_reverse_expr(&self) -> Option<Arc<dyn WindowExpr>>;
/// Returns all expressions used in the [`WindowExpr`].
/// These expressions are (1) function arguments, (2) partition by expressions, (3) order by expressions.
fn all_expressions(&self) -> WindowPhysicalExpressions {
let args = self.expressions();
let partition_by_exprs = self.partition_by().to_vec();
let order_by_exprs = self
.order_by()
.iter()
.map(|sort_expr| Arc::clone(&sort_expr.expr))
.collect::<Vec<_>>();
WindowPhysicalExpressions {
args,
partition_by_exprs,
order_by_exprs,
}
}
/// Rewrites [`WindowExpr`], with new expressions given. The argument should be consistent
/// with the return value of the [`WindowExpr::all_expressions`] method.
/// Returns `Some(Arc<dyn WindowExpr>)` if re-write is supported, otherwise returns `None`.
fn with_new_expressions(
&self,
_args: Vec<Arc<dyn PhysicalExpr>>,
_partition_bys: Vec<Arc<dyn PhysicalExpr>>,
_order_by_exprs: Vec<Arc<dyn PhysicalExpr>>,
) -> Option<Arc<dyn WindowExpr>> {
None
}
}
/// Stores the physical expressions used inside the `WindowExpr`.
pub struct WindowPhysicalExpressions {
/// Window function arguments
pub args: Vec<Arc<dyn PhysicalExpr>>,
/// PARTITION BY expressions
pub partition_by_exprs: Vec<Arc<dyn PhysicalExpr>>,
/// ORDER BY expressions
pub order_by_exprs: Vec<Arc<dyn PhysicalExpr>>,
}
/// Extension trait that adds common functionality to [`AggregateWindowExpr`]s
pub trait AggregateWindowExpr: WindowExpr {
/// Get the accumulator for the window expression. Note that distinct
/// window expressions may return distinct accumulators; e.g. sliding
/// (non-sliding) expressions will return sliding (normal) accumulators.
fn get_accumulator(&self) -> Result<Box<dyn Accumulator>>;
/// Given current range and the last range, calculates the accumulator
/// result for the range of interest.
fn get_aggregate_result_inside_range(
&self,
last_range: &Range<usize>,
cur_range: &Range<usize>,
value_slice: &[ArrayRef],
accumulator: &mut Box<dyn Accumulator>,
) -> Result<ScalarValue>;
/// Evaluates the window function against the batch.
fn aggregate_evaluate(&self, batch: &RecordBatch) -> Result<ArrayRef> {
let mut accumulator = self.get_accumulator()?;
let mut last_range = Range { start: 0, end: 0 };
let sort_options: Vec<SortOptions> =
self.order_by().iter().map(|o| o.options).collect();
let mut window_frame_ctx =
WindowFrameContext::new(Arc::clone(self.get_window_frame()), sort_options);
self.get_result_column(
&mut accumulator,
batch,
None,
&mut last_range,
&mut window_frame_ctx,
0,
false,
)
}
/// Statefully evaluates the window function against the batch. Maintains
/// state so that it can work incrementally over multiple chunks.
fn aggregate_evaluate_stateful(
&self,
partition_batches: &PartitionBatches,
window_agg_state: &mut PartitionWindowAggStates,
) -> Result<()> {
let field = self.field()?;
let out_type = field.data_type();
for (partition_row, partition_batch_state) in partition_batches.iter() {
if !window_agg_state.contains_key(partition_row) {
let accumulator = self.get_accumulator()?;
window_agg_state.insert(
partition_row.clone(),
WindowState {
state: WindowAggState::new(out_type)?,
window_fn: WindowFn::Aggregate(accumulator),
},
);
};
let window_state =
window_agg_state.get_mut(partition_row).ok_or_else(|| {
DataFusionError::Execution("Cannot find state".to_string())
})?;
let accumulator = match &mut window_state.window_fn {
WindowFn::Aggregate(accumulator) => accumulator,
_ => unreachable!(),
};
let state = &mut window_state.state;
let record_batch = &partition_batch_state.record_batch;
let most_recent_row = partition_batch_state.most_recent_row.as_ref();
// If there is no window state context, initialize it.
let window_frame_ctx = state.window_frame_ctx.get_or_insert_with(|| {
let sort_options: Vec<SortOptions> =
self.order_by().iter().map(|o| o.options).collect();
WindowFrameContext::new(Arc::clone(self.get_window_frame()), sort_options)
});
let out_col = self.get_result_column(
accumulator,
record_batch,
most_recent_row,
// Start search from the last range
&mut state.window_frame_range,
window_frame_ctx,
state.last_calculated_index,
!partition_batch_state.is_end,
)?;
state.update(&out_col, partition_batch_state)?;
}
Ok(())
}
/// Calculates the window expression result for the given record batch.
/// Assumes that `record_batch` belongs to a single partition.
#[allow(clippy::too_many_arguments)]
fn get_result_column(
&self,
accumulator: &mut Box<dyn Accumulator>,
record_batch: &RecordBatch,
most_recent_row: Option<&RecordBatch>,
last_range: &mut Range<usize>,
window_frame_ctx: &mut WindowFrameContext,
mut idx: usize,
not_end: bool,
) -> Result<ArrayRef> {
let values = self.evaluate_args(record_batch)?;
let order_bys = get_orderby_values(self.order_by_columns(record_batch)?);
let most_recent_row_order_bys = most_recent_row
.map(|batch| self.order_by_columns(batch))
.transpose()?
.map(get_orderby_values);
// We iterate on each row to perform a running calculation.
let length = values[0].len();
let mut row_wise_results: Vec<ScalarValue> = vec![];
let is_causal = self.get_window_frame().is_causal();
while idx < length {
// Start search from the last_range. This squeezes searched range.
let cur_range =
window_frame_ctx.calculate_range(&order_bys, last_range, length, idx)?;
// Exit if the range is non-causal and extends all the way:
if cur_range.end == length
&& !is_causal
&& not_end
&& !is_end_bound_safe(
window_frame_ctx,
&order_bys,
most_recent_row_order_bys.as_deref(),
self.order_by(),
idx,
)?
{
break;
}
let value = self.get_aggregate_result_inside_range(
last_range,
&cur_range,
&values,
accumulator,
)?;
// Update last range
*last_range = cur_range;
row_wise_results.push(value);
idx += 1;
}
if row_wise_results.is_empty() {
let field = self.field()?;
let out_type = field.data_type();
Ok(new_empty_array(out_type))
} else {
ScalarValue::iter_to_array(row_wise_results)
}
}
}
/// Determines whether the end bound calculation for a window frame context is
/// safe, meaning that the end bound stays the same, regardless of future data,
/// based on the current sort expressions and ORDER BY columns. This function
/// delegates work to specific functions for each frame type.
///
/// # Parameters
///
/// * `window_frame_ctx`: The context of the window frame being evaluated.
/// * `order_bys`: A slice of `ArrayRef` representing the ORDER BY columns.
/// * `most_recent_order_bys`: An optional reference to the most recent ORDER BY
/// columns.
/// * `sort_exprs`: Defines the lexicographical ordering in question.
/// * `idx`: The current index in the window frame.
///
/// # Returns
///
/// A `Result` which is `Ok(true)` if the end bound is safe, `Ok(false)` otherwise.
pub(crate) fn is_end_bound_safe(
window_frame_ctx: &WindowFrameContext,
order_bys: &[ArrayRef],
most_recent_order_bys: Option<&[ArrayRef]>,
sort_exprs: LexOrderingRef,
idx: usize,
) -> Result<bool> {
if sort_exprs.is_empty() {
// Early return if no sort expressions are present:
return Ok(false);
}
match window_frame_ctx {
WindowFrameContext::Rows(window_frame) => {
is_end_bound_safe_for_rows(&window_frame.end_bound)
}
WindowFrameContext::Range { window_frame, .. } => is_end_bound_safe_for_range(
&window_frame.end_bound,
&order_bys[0],
most_recent_order_bys.map(|items| &items[0]),
&sort_exprs[0].options,
idx,
),
WindowFrameContext::Groups {
window_frame,
state,
} => is_end_bound_safe_for_groups(
&window_frame.end_bound,
state,
&order_bys[0],
most_recent_order_bys.map(|items| &items[0]),
&sort_exprs[0].options,
),
}
}
/// For row-based window frames, determines whether the end bound calculation
/// is safe, which is trivially the case for `Preceding` and `CurrentRow` bounds.
/// For 'Following' bounds, it compares the bound value to zero to ensure that
/// it doesn't extend beyond the current row.
///
/// # Parameters
///
/// * `end_bound`: Reference to the window frame bound in question.
///
/// # Returns
///
/// A `Result` indicating whether the end bound is safe for row-based window frames.
fn is_end_bound_safe_for_rows(end_bound: &WindowFrameBound) -> Result<bool> {
if let WindowFrameBound::Following(value) = end_bound {
let zero = ScalarValue::new_zero(&value.data_type());
Ok(zero.map(|zero| value.eq(&zero)).unwrap_or(false))
} else {
Ok(true)
}
}
/// For row-based window frames, determines whether the end bound calculation
/// is safe by comparing it against specific values (zero, current row). It uses
/// the `is_row_ahead` helper function to determine if the current row is ahead
/// of the most recent row based on the ORDER BY column and sorting options.
///
/// # Parameters
///
/// * `end_bound`: Reference to the window frame bound in question.
/// * `orderby_col`: Reference to the column used for ordering.
/// * `most_recent_ob_col`: Optional reference to the most recent order-by column.
/// * `sort_options`: The sorting options used in the window frame.
/// * `idx`: The current index in the window frame.
///
/// # Returns
///
/// A `Result` indicating whether the end bound is safe for range-based window frames.
fn is_end_bound_safe_for_range(
end_bound: &WindowFrameBound,
orderby_col: &ArrayRef,
most_recent_ob_col: Option<&ArrayRef>,
sort_options: &SortOptions,
idx: usize,
) -> Result<bool> {
match end_bound {
WindowFrameBound::Preceding(value) => {
let zero = ScalarValue::new_zero(&value.data_type())?;
if value.eq(&zero) {
is_row_ahead(orderby_col, most_recent_ob_col, sort_options)
} else {
Ok(true)
}
}
WindowFrameBound::CurrentRow => {
is_row_ahead(orderby_col, most_recent_ob_col, sort_options)
}
WindowFrameBound::Following(delta) => {
let Some(most_recent_ob_col) = most_recent_ob_col else {
return Ok(false);
};
let most_recent_row_value =
ScalarValue::try_from_array(most_recent_ob_col, 0)?;
let current_row_value = ScalarValue::try_from_array(orderby_col, idx)?;
if sort_options.descending {
current_row_value
.sub(delta)
.map(|value| value > most_recent_row_value)
} else {
current_row_value
.add(delta)
.map(|value| most_recent_row_value > value)
}
}
}
}
/// For group-based window frames, determines whether the end bound calculation
/// is safe by considering the group offset and whether the current row is ahead
/// of the most recent row in terms of sorting. It checks if the end bound is
/// within the bounds of the current group based on group end indices.
///
/// # Parameters
///
/// * `end_bound`: Reference to the window frame bound in question.
/// * `state`: The state of the window frame for group calculations.
/// * `orderby_col`: Reference to the column used for ordering.
/// * `most_recent_ob_col`: Optional reference to the most recent order-by column.
/// * `sort_options`: The sorting options used in the window frame.
///
/// # Returns
///
/// A `Result` indicating whether the end bound is safe for group-based window frames.
fn is_end_bound_safe_for_groups(
end_bound: &WindowFrameBound,
state: &WindowFrameStateGroups,
orderby_col: &ArrayRef,
most_recent_ob_col: Option<&ArrayRef>,
sort_options: &SortOptions,
) -> Result<bool> {
match end_bound {
WindowFrameBound::Preceding(value) => {
let zero = ScalarValue::new_zero(&value.data_type())?;
if value.eq(&zero) {
is_row_ahead(orderby_col, most_recent_ob_col, sort_options)
} else {
Ok(true)
}
}
WindowFrameBound::CurrentRow => {
is_row_ahead(orderby_col, most_recent_ob_col, sort_options)
}
WindowFrameBound::Following(ScalarValue::UInt64(Some(offset))) => {
let delta = state.group_end_indices.len() - state.current_group_idx;
if delta == (*offset as usize) + 1 {
is_row_ahead(orderby_col, most_recent_ob_col, sort_options)
} else {
Ok(false)
}
}
_ => Ok(false),
}
}
/// This utility function checks whether `current_cols` is ahead of the `old_cols`
/// in terms of `sort_options`.
fn is_row_ahead(
old_col: &ArrayRef,
current_col: Option<&ArrayRef>,
sort_options: &SortOptions,
) -> Result<bool> {
let Some(current_col) = current_col else {
return Ok(false);
};
if old_col.is_empty() || current_col.is_empty() {
return Ok(false);
}
let last_value = ScalarValue::try_from_array(old_col, old_col.len() - 1)?;
let current_value = ScalarValue::try_from_array(current_col, 0)?;
let cmp = compare_rows(&[current_value], &[last_value], &[*sort_options])?;
Ok(cmp.is_gt())
}
/// Get order by expression results inside `order_by_columns`.
pub(crate) fn get_orderby_values(order_by_columns: Vec<SortColumn>) -> Vec<ArrayRef> {
order_by_columns.into_iter().map(|s| s.values).collect()
}
#[derive(Debug)]
pub enum WindowFn {
Builtin(Box<dyn PartitionEvaluator>),
Aggregate(Box<dyn Accumulator>),
}
/// State for the RANK(percent_rank, rank, dense_rank) built-in window function.
#[derive(Debug, Clone, Default)]
pub struct RankState {
/// The last values for rank as these values change, we increase n_rank
pub last_rank_data: Option<Vec<ScalarValue>>,
/// The index where last_rank_boundary is started
pub last_rank_boundary: usize,
/// Keep the number of entries in current rank
pub current_group_count: usize,
/// Rank number kept from the start
pub n_rank: usize,
}
/// State for the 'ROW_NUMBER' built-in window function.
#[derive(Debug, Clone, Default)]
pub struct NumRowsState {
pub n_rows: usize,
}
/// Tag to differentiate special use cases of the NTH_VALUE built-in window function.
#[derive(Debug, Copy, Clone)]
pub enum NthValueKind {
First,
Last,
Nth(i64),
}
#[derive(Debug, Clone)]
pub struct NthValueState {
// In certain cases, we can finalize the result early. Consider this usage:
// ```
// FIRST_VALUE(increasing_col) OVER window AS my_first_value
// WINDOW (ORDER BY ts ASC ROWS BETWEEN UNBOUNDED PRECEDING AND 1 FOLLOWING) AS window
// ```
// The result will always be the first entry in the table. We can store such
// early-finalizing results and then just reuse them as necessary. This opens
// opportunities to prune our datasets.
pub finalized_result: Option<ScalarValue>,
pub kind: NthValueKind,
}
/// Key for IndexMap for each unique partition
///
/// For instance, if window frame is `OVER(PARTITION BY a,b)`,
/// PartitionKey would consist of unique `[a,b]` pairs
pub type PartitionKey = Vec<ScalarValue>;
#[derive(Debug)]
pub struct WindowState {
pub state: WindowAggState,
pub window_fn: WindowFn,
}
pub type PartitionWindowAggStates = IndexMap<PartitionKey, WindowState>;
/// The IndexMap (i.e. an ordered HashMap) where record batches are separated for each partition.
pub type PartitionBatches = IndexMap<PartitionKey, PartitionBatchState>;
#[cfg(test)]
mod tests {
use std::sync::Arc;
use crate::window::window_expr::is_row_ahead;
use arrow_array::{ArrayRef, Float64Array};
use arrow_schema::SortOptions;
use datafusion_common::Result;
#[test]
fn test_is_row_ahead() -> Result<()> {
let old_values: ArrayRef =
Arc::new(Float64Array::from(vec![5.0, 7.0, 8.0, 9., 10.]));
let new_values1: ArrayRef = Arc::new(Float64Array::from(vec![11.0]));
let new_values2: ArrayRef = Arc::new(Float64Array::from(vec![10.0]));
assert!(is_row_ahead(
&old_values,
Some(&new_values1),
&SortOptions {
descending: false,
nulls_first: false
}
)?);
assert!(!is_row_ahead(
&old_values,
Some(&new_values2),
&SortOptions {
descending: false,
nulls_first: false
}
)?);
Ok(())
}
}